Davis & Kuelthau | Attorneys at Law

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Securities

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Davis & Kuelthau's Securities and Capital Development team has extensive experience advising clients in securities law matters. Our lawyers are familiar with federal and state laws and regulations that govern private placement securities transactions and reporting requirements. We also routinely assist clients in planning for corporate finance needs, locating potential sources of capital and organizing, negotiating and closing the deal once financing has been obtained.

We regularly advise and represent a wide variety of issuers, investors, majority stockholders and holding companies with respect to:

  • private placements of debt, equity and convertible securities for clients ranging from mid-sized, closely-held companies to publicly-traded companies
  • venture capital and angel financing for emerging companies
  • private equity and mezzanine financing
  • taxable and tax-exempt bond issuances
  • management-led and other leveraged buy-outs
  • corporate restructurings and recapitalizations
  • compliance with state securities regulatory disclosure and reporting requirements

    If you have questions regarding our securities practice, please contact Scott Fiducci at 414.225.1428 or sfiducci@dkattorneys.com.

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